Service
Financial Advice Provider Governance Development
6 categories registered, 2 categories rejected  
This is a 6 month program of coaching and development of a governance structure specifically for licenced Financial Advice Provider businesses which will exceed the expectations of the applicable financial advice laws together with other relevant legislation for NZ businesses in creating an appropirate business culture managing people, performance and quality.

It is particularly designed for those small businesses obtaining their own licence who have not had formal governance procedures in place previously or governance experience, and the focus is upon developing appropriate polices, procedures and controls and a framework for an ongoing effective governance structure which is both compliant and pragmatic.
It is a one-to-one service in other words.

In developing robust governance it includes re-assessing strategy in light of the impacts of COVID-19 on the sector and developing capability with stronger marketing platforms enabling digital advice delivery, and the necessary controls to ensure this is done so effectively and compliantly.

The business owner will receive 3 hours personal monthly coaching in the development of their governance structure and controls, and a further 3 hours of support monthly in the development and delivery of bespoke documents and tools for the implementation of the governance protocols within their business.

It is expected that the business owner will need to contribute at least a similar amount of time (6-8 hours per month) implementing systems and changes within their business over the course of 6 months.

Cost is $9,000 (plus GST) for the 6 month coaching and support program.
Status Comments History
Registered 7/08/2020 Service created
11/08/2020 Registration Rejected
11/08/2020 Description Changed
11/08/2020 Registration Rejected
13/08/2020 Description Changed
14/08/2020 Registration Granted
15/09/2020 Description Changed
16/09/2020 Registration Granted
Service Category Fund Provider Status Comments History
Business Planning NZTE Registered 7/08/2020 New Registration Requested
11/08/2020 Registration Rejected
7/09/2020 Registration Requested Again
8/09/2020 Registration Granted
Business Systems NZTE Registered 7/08/2020 New Registration Requested
11/08/2020 Registration Rejected
11/08/2020 Registration Requested Again
11/08/2020 Registration Rejected
13/08/2020 Registration Requested Again
14/08/2020 Registration Granted
COVID-19 Support NZTE Rejected A service is unable to be registered under both the Management Capability Fund and COVID-19 support. Please resubmit a separate service to register under the COVID-19 business advisory fund. 6/09/2020 New Registration Requested
7/09/2020 Registration Rejected
7/09/2020 Registration Requested Again
8/09/2020 Registration Rejected
15/09/2020 Registration Requested Again
16/09/2020 Registration Rejected
Digital Enablement NZTE Rejected 15/09/2020 New Registration Requested
16/09/2020 Registration Rejected
Finance NZTE Registered 7/09/2020 New Registration Requested
8/09/2020 Registration Granted
Governance NZTE Registered 7/08/2020 New Registration Requested
11/08/2020 Registration Rejected
11/08/2020 Registration Requested Again
11/08/2020 Registration Rejected
13/08/2020 Registration Requested Again
14/08/2020 Registration Granted
Managing Resources NZTE Registered 7/09/2020 New Registration Requested
8/09/2020 Registration Granted
Marketing NZTE Registered 15/09/2020 New Registration Requested
16/09/2020 Registration Granted
 
Auckland, Waikato, Taranaki, Wellington, Canterbury, Otago, Southland, Northland, Bay of Plenty, East Coast, Hawke's Bay, Manawatu Wanganui, Marlborough Nelson Tasman

Events

 

Are you sure you wish to Cancel this Service? This will also Cancel all of its Events and Bookings. Vouchers will be returned as necessary.